A report from the corporate regulator on brokers’ best interests duty finds compliance systems and complaint handling at ...

Liberal senator Dave Sharma has written to The Australian Securities & Investments Commission seeking assurances over whether ...

ASIC has made an interim stop order preventing Fidante from issuing Class A units in a credit income fund over target market determination (TMD) concerns. The order affects Ares Global Credit Income ...

ASIC has released a new report investigating whether mortgage brokers are living up to their best interests duty.

Australia's ASIC is seeking feedback on a 10-year extension of CFD rules, including protections for contracts settled through ...

The Australian Securities and Investments Commission (ASIC) has published a draft instrument to extend its product ...

Australia’s corporate cop wants to extend its crackdown on high-risk financial products, proposing restrictions aimed at ...

Reducing mortgage broking to a glorified price comparison tool does the profession a disservice, argue Australia’s leading ...

In today’s news, ASIC should be probing Firmus’ brokers after its IPO was pulled, Karl Stefanovic buys out his podcast partner, and a $150 fortnightly habit can build a $1.3 million super balance.

The ASIC no-action period has ended. TRM outlines Australia's three digital asset tracks: INFO 225, DAP/TCP and AML/CTF rules ...

The chair of ASIC stated that each matter will be evaluated individually before the authority decides whether to initiate formal investigations. Credit: Robert Way/Shutterstock.com. · International ...