On January 10, 2025, the Securities and Exchange Commission (SEC) settled charges against two fund managers (collectively the “Fund Managers”)[1] and their sole owner, chief executive office, chief ...

Our White Collar, Government & Internal Investigations Team examines recent Securities and Exchange Commission (SEC) reforms to enhance fairness ...

An earlier version of this article incorrectly stated one of the SEC's claims against Robinhood. Robinhood recently announced that it's agreed to pay $45 million in fines to the U.S. Securities and ...

Robinhood reaches a $45 million settlement with the SEC over securities law violations. The settlement does not address ongoing investigations into Robinhood’s cryptocurrency operations. This ...

The U.S. Securities and Exchange Commission (SEC), Ripple Labs, co-founder Christian Larsen, and CEO Brad Garlinghouse filed a joint settlement agreement letter on Apr. 8, lawyer James Filan shared on ...

Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S. Securities and Exchange Commission (SEC) announced that Robinhood Securities LLC ...

Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S. Securities and Exchange Commission (SEC) for misleading investors. The SEC ...

Since 4 p.m. yesterday, the price of XRP (CRYPTO: XRP) is trading 7.4% higher, as of 3 p.m. ET today. There are several reasons the token may be rising, including bullish sentiment in the crypto ...

A federal judge in Pennsylvania approved a $167.5 million cash settlement this week in a securities class action against the ...

The Securities and Exchange Commission (SEC) has announced that Nigeria’s capital market will officially transition to a T+2 settlement cycle ...