LPL Financial is ducking a multi-million dollar bullet. The SEC in January 2025 penalized two broker-dealers of Wells Fargo Advisors $35 million and Merrill Lynch $25 million for not paying clients ...

LPL Financial has recruited a $2 billion advisory team in Ohio from Fifth Third Private Bank. Breanne Bovara and Derrick Petry are joining Linsco by LPL, the firm’s channel for independent advisors ...

LPL Financial said that it had closed on the acquisition of Commonwealth Financial Network Friday morning, adding that it was pushing out its final integration timing to the fourth quarter of 2026.

SAN DIEGO, July 10, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report second quarter ...

LPL Financial has been widely known in the wealth management industry for decades, but it isn't exactly a household name. Processing Content Plans are now afoot to make the firm's brand more ...

LPL is offering Commonwealth advisors retention bonuses and reassurances that service and workplace culture aren’t changing. Other firms are offering their own deals. LPL Financial’s March 31 ...

LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Processing Content Of its ...

Rich Steinmeier, CEO of LPL Financial Holdings Inc., first reached out to Joe Deitch, owner and chairman of Commonwealth Financial Network, around Christmas last year, and sent him an email. The ...

Commonwealth supports ~2,900 independent advisors managing ~$285 billion in assets Commonwealth ranked #1 in Independent Advisor Satisfaction 11 times in a row by J.D. Power Founder of Commonwealth to ...

March 31 (Reuters) - Wealth management firm LPL Financial Holdings (LPLA.O), opens new tab said on Monday it would acquire the privately held investment adviser Commonwealth Financial Network for ...